Effect of Probiotic Supplementation on Schizophrenia Symptoms and Association With Gastrointestinal Functioning: A Randomized, Placebo-Controlled Trial

Probiotic microorganisms are nonpathogenic anaerobic bacteria such as Lactobacilli and Bifidobacteria, which are found in breast milk and have been shown to modulate the immune response and yield a health benefit.1-3 This clinical trial was undertaken to test the hypothesis that symptoms of schizophrenia may be reduced by the administration of probiotic microorganisms when used in addition to antipsychotic medications. The proposed mechanism of action of the probiotic compounds in individuals with schizophrenia is to modulate the inflammatory response,3,4 which has been found to be abnormally activated in many individuals with schizophrenia.5

The principle of probiotics is based on the fact that the immune response to external antigens is determined in part by the composition of the bacterial flora of the intestinal tract. Previous studies have indicated that individuals whose intestinal tract contains potentially pathogenic anaerobic bacteria such as Bacteroides fragilis and aerobic bacteria such as Escherichia coli are more likely to develop aberrant immune responses than individuals whose intestinal tract consists largely of nonpathogenic anaerobic bacteria such as lactic acid-producing bacteria (Lactobacilli) and nonmotile gram-positive bacteria known as Bifidobacteria.6 Since few adults living in the United States have an intestinal flora that contains predominantly Lactobacilli or Bifidobacteria, probiotic therapies have been devised that attempt to alter intestinal flora by the feeding of these organisms.7-9

Most probiotic products contain bacteria from the genera Lactobacillus or Bifidobacterium. The most commonly used organisms are Lactobacillus rhamnosus strain GG and a Bifidobacteria lactis strain Bb12. These microorganisms are similar to those found in breast milk and may contribute to the healthier status of infants who were breast fed compared to infants who were not breastfed.10 Probiotic microorganisms are also found in fermented dairy products such as yogurt as well as in several other fermented food products such as sausages. However, the concentration of probiotic organisms in these foods is not consistent, and the organisms are subject to degradation during food processing and storage.

Probiotic compounds have been reported to have positive effects on digestion and on gastrointestinal disorders such as chronic constipation,11,12 diarrhea,13,14 and celiac disease.15,16 Although the mechanism by which probiotic microorganisms achieve their beneficial effects is not known with certainty, it is likely that they alter the balance of the gut microbiota and prevent the aberrant immune response to food-derived and other harmful antigens.3 Since elevated levels of antibodies to food antigens are also found in individuals with schizophrenia,17 we postulate that probiotic microorganisms may also have beneficial effects for persons with this disorder.

Another reason to consider probiotic supplementation in individuals with schizophrenia is that gastrointestinal symptoms, particularly constipation, are highly prevalent in this population.18-20 Constipation is observed in as many as 50% of patients with schizophrenia and may have serious consequences.21 Patients taking clozapine are observed to be the most severely affected, but other antipsychotic medications are also associated with this side effect.19,21 Constipation may be further exacerbated by the lack of exercise and poor diet found in many individuals with schizophrenia.19,20 Probiotic supplementation has been found to be helpful for gastrointestinal symptoms in other populations11,12,16 but has not been studied in schizophrenia.

• Probiotic supplementation is acceptable and well-tolerated in patients with schizophrenia.
• Probiotic supplementation may help to prevent severe bowel difficulty in patients with schizophrenia.
• Clinicians may consider probiotic supplementation for patients with schizophrenia to address gastrointestinal symptoms.

The primary aim of the current study was to evaluate the safety and efficacy of a supplemental probiotic therapy containing the microorganisms Lactobacillus rhamnosus strain GG and Bifidobacterium lactis strain Bb12 for individuals with schizophrenia who have residual psychotic symptoms of at least moderate severity. The secondary aim of the study was to assess the effect of probiotic treatment on patients’ gastrointestinal functioning.

METHOD

Participants

Patients were enrolled from psychiatric rehabilitation programs in the Baltimore, Maryland, area who met the following inclusion criteria: age 18-65 years; capacity for written informed consent; primary Axis I diagnosis (DSM-IV) of schizophrenia, any type, or schizoaffective disorder; an outpatient at the time of enrollment; residual psychotic symptoms that were at least moderately severe as evidenced by Positive and Negative Syndrome Scale (PANSS)22 positive symptom scores ≥ 1 and/or PANSS negative symptom scores ≥ 4 or a total PANSS score ≥ 50, containing at least 3 positive or negative items with scores ≥ 3 at screening; conformance to the Schizophrenia Patient Outcomes Research Team treatment recommendation about maintenance antipsychotic medication23; receipt of antipsychotic medication for at least 8 weeks prior to starting the study with no medication changes within the previous 21 days; and proficient in the English language.

Exclusion criteria were diagnosis of mental retardation; any clinically significant or unstable medical disorder as determined by the investigators, including congestive heart failure, abnormal liver function or disease, renal failure, acute pancreatitis, any diagnosis of cancer undergoing active treatment, HIV infection or other immunodeficiency condition; history of intravenous drug use; primary diagnosis of substance abuse or dependence according to DSM-IV criteria within the last 3 months; participated in any investigational drug trial in the past 30 days; pregnant or planning to become pregnant during the study period; receipt of antibiotic medication within the previous 14 days (as anaerobic organisms residing in the gastrointestinal tract may be minimally affected by antibiotics); and documented celiac disease (such persons should be on a gluten-free diet as this is the standard care).

Study Compound

The active study compound consisted of 1 tablet containing approximately 109 colony-forming units of the probiotic organism Lactobacillus rhamnosus strain GG and 109 colony-forming units of the probiotic organism Bifidobacterium animalis subsp. lactis Bb12. The probiotic microorganisms were obtained from Ferrosan A/S (S׸borg, Denmark; Ferrosan A/S now operates as a subsidiary of Pfizer). The product containing the 2 microorganisms is sold commercially in Denmark as “Bifiform Balance.” The probiotic microorganisms were grown in a medium that does not contain casein, lactose, or other milk products or gluten. The probiotic microorganisms were provided as a tablet that can be chewed or swallowed. The control tablets appeared identical to the capsules containing the probiotic microorganisms and were also prepared for use in this study by Ferrosan A/S. Ferrosan A/S provided data to substantiate the composition and specification of the probiotic product. The study compounds were stored in aluminum tubes to maintain their stability. Each participant received a 2 weeks’ supply of the medication that could be stored at room temperature. Participants were asked to take their study drug once per day with a meal or with a snack.

Study Procedures

After a physical and psychiatric evaluation to establish eligibility, each participant was assessed at baseline with the PANSS,22 a standardized measure of psychiatric symptoms for individuals with schizophrenia. After a 2-week placebo run-in, participants were randomly assigned to 14 weeks of the adjunctive probiotic therapy or adjunctive placebo. All participants were maintained on a stable regimen of psychiatric medications prescribed by their treating psychiatrist. Participants were seen weekly during the trial by study staff to assess adherence to the study and also to monitor side effects and gastrointestinal functioning. Psychiatric symptoms were rated every 2 weeks with the PANSS. At each weekly visit, participants were asked to rate the difficulty of moving their bowels over the past week on a 4-point scale from “no difficulty” to “severe difficulty.” Participants were also asked about whether they had experienced any diarrhea and about their use of laxatives.

Written informed consent was obtained from all study participants, and the study was approved by institutional review boards of the Sheppard Pratt Health System and the Johns Hopkins School of Medicine (Baltimore, Maryland). The study was monitored by a Data Safety Monitoring Board. Patients were enrolled and data were collected during the period December 2010-August 2012 (ClinicalTrials.gov identifier: NCT01242371).

Data Analysis

Statistical analysis was performed by repeated-measures analysis of variance of PANSS scores for all participants during the 14 weeks of the randomized phase of the trial, using last observation carried forward for the small amount of missing data. We performed a Kaplan-Meier survival analysis looking at the development of severe bowel difficulties by group as reported by participants over the 14 weeks of the randomized phase of the trial. We also compared the prevalence of diarrhea and the use of laxatives between groups over the course of the trial. Because clozapine is particularly associated with constipation, we examined whether receipt of clozapine contributed to the outcomes. All statistical analyses were performed with STATA version 11 (StataCorp, College Station, Texas).

RESULTS

A total of 65 patients were enrolled and randomized to treatment: 33 to adjunctive probiotic therapy and 32 to adjunctive placebo. A total of 58 participants completed the trial, 89% of those randomized. The study flowchart is shown in Figure 1. As shown in Table 1, there were no significant differences in clinical or demographic characteristics between the groups at the beginning of the study.

All participants were receiving antipsychotic medication. A total of 17 (26%) received clozapine, 15 (23%) received olanzapine, 15 (23%) received risperidone, 11 (17%) received aripiprazole, 9 (14%) received quetiapine, 7 (11%) received haloperidol, 5 (8%) received ziprasidone, and 1 (2%) received asenapine. The total is greater than 100% because some participants received more than 1 antipsychotic medication. In terms of additional medications, a total of 13 (20%) participants received valproic acid and 23 (36%) received an anticholinergic medication.

In terms of the primary aim, as shown in Figure 2, there was no significant difference between the groups in PANSS total symptom score over the course of the trial, ie, there was no significant interaction between group and time (F = 1.28, P = .25). There was also no significant interaction between group and time for the PANSS positive, negative, or general scale scores (F = 1.13, P = .90; F = 1.80, P = .08; F = 0.99, P = .44; respectively).

In terms of the secondary aim, we found that the probiotic group was less likely to report severe difficulty moving their bowels over the course of the trial as shown in the Mann-Whitney survival analysis (hazard ratio [HR] = 0.23; 95% CI, 0.09-0.61; P = .003) and in Figure 3.

Clozapine was not associated with the development of severe bowel difficulty over the course of the trial (HR = 0.53; 95% CI, 0.55-2.89; P = .59). There was also no significant interaction between clozapine and probiotic versus placebo supplementation on the development of severe bowel difficulty (HR = 1.07; 95% CI, 0.46-2.47; P = .87).

The probiotic and placebo groups did not differ significantly in the use of laxatives or in the experience of diarrhea (F = 1.05, P = .40; F = 1.07, P = .39; respectively).

Safety and Side Effects

The study was overseen by a Data Safety Monitoring Board that convened at regular intervals throughout the study. There were a total of 4 serious adverse events involving 3 participants during the course of the study: 3 in the probiotic group involving 2 participants and 1 in the placebo group. The 3 serious adverse events in the probiotic group were 2 psychiatric hospitalizations for an increase in psychotic symptoms and 1 medical hospitalization for dehydration. The 1 serious adverse event in the placebo group was a psychiatric hospitalization for an increase in psychotic symptoms.

The probiotic study medication was well-tolerated with no appreciable difference between groups in the number of persons with adverse events that were experienced by at least 5% of the overall sample. A total of 10 participants in the placebo group had an upper respiratory illness in the course of the trial compared with 12 in the probiotic group; 12 participants in each group reported new-onset gastrointestinal symptoms, which included constipation, diarrhea, heartburn, nausea, stomach cramps, and/or flatulence. Within the set of gastrointestinal adverse events, 6 participants in the placebo group and 9 in the probiotic group reported diarrhea. No participant who was allocated to the probiotic group discontinued the study because of a serious or nonserious adverse event.

DISCUSSION

This is the first study to investigate the effect of probiotic supplementation on schizophrenia symptoms and the association with gastrointestinal functioning. In this trial, 65 patients receiving ongoing antipsychotic treatment were randomized to 14 weeks of probiotic or placebo supplementation; 58 participants completed the trial. Although we did not observe a significant difference in psychiatric symptom scores between probiotic- and placebo-supplemented groups, we found that the probiotic group was significantly less likely to develop severe bowel difficulty over the course of the trial. These findings are of importance given the high prevalence of gastrointestinal problems, especially constipation, in this population.

Our findings are consistent with those of other trials in showing that probiotic supplementation may be helpful for gastrointestinal problems.11,12,16 Probiotic supplementation is highly acceptable to patients and generally regarded as safe. Such treatment may provide a helpful strategy to prevent some of the gastrointestinal symptoms associated with schizophrenia and its treatment.

To our knowledge, there are no other published studies of probiotic supplementation for patients with a primary psychiatric disorder. Numerous studies in animal models have shown that manipulations of the intestinal microbiome are associated with changes in brain development and cognition.24,25 In addition, the administration of probiotic organisms such as Bifidobacteria and Lactobacilli have been shown to alter behavior in animal model systems, largely through effects on γ-aminobutyric acid receptor expression.26,27 These studies suggest that probiotic compounds may have a role in treating psychiatric symptoms. While we did not find an effect on psychiatric symptoms in our patients with long-term schizophrenia, introducing probiotic supplementation earlier in the course of illness may be more effective and should be the focus of future clinical investigations.

Limitations of the study include that we did not perform more detailed measures of gastrointestinal functioning or obtain a more complete history of participants’ gastrointestinal symptoms and associated treatment. Further trials of probiotic compounds are indicated in patients with schizophrenia selected for those with bowel difficulty and studied over a longer time period.

Drug names: aripiprazole (Abilify), asenapine (Saphris), clozapine (Clozaril, FazaClo, and others), haloperidol (Haldol and others), olanzapine (Zyprexa), quetiapine (Seroquel), risperidone (Risperdal and others), valproic acid (Depakene, Stavzor, and others), ziprasidone (Geodon and others).

Author affiliations: Stanley Research Program at Sheppard Pratt, Sheppard Pratt Health System (Drs Dickerson, Goga, and Khushalani and Mss Stallings, Origoni, Katsafanas, Savage, and Schweinfurth); and Stanley Division of Developmental Neurovirology, Department of Pediatrics, Johns Hopkins University School of Medicine (Dr Yolken), Baltimore, Maryland.

Potential conflicts of interest: Dr Yolken is a member of the Stanley Medical Research Institute Board of Directors and Scientific Advisory Board. The terms of this arrangement are being managed by Johns Hopkins University in accordance with its conflict of interest policies. Drs Dickerson, Goga, and Khushalani and Mss Stallings, Origoni, Katsafanas, Savage, and Schweinfurth report no conflicts of interest related to the subject of this article.

Funding/support: Funded by the Stanley Medical Research Institute, Bethesda, Maryland, grant #09T-1300. Study medication provided by Ferrosan A/S, S׸borg, Denmark.

Role of the sponsor: The funding source did not have any role in the design or conduct of the study; collection, management, analysis, or interpretation of data; or in preparation, review, or approval of the manuscript.

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